painting - "As The World Turns"
"As The World Turns"
3 by 5 feet; acrylic; 1998

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BIRKELBACH
INVESTMENT SECURITIES, INC.

MEMBER N.A.S.D. / S.I.P.C.

painting - "Tokyo Nikkei 1994-1998"
"9-11"
3 by 5 feet; acrylic and
watercolor; 2001

Current Market Comment

The Strategy Index
(updated daily)


The Investment Strategy Letters


Lone Bull Fall 2002

New Era 2003 to ?

 


Emergency Phone Numbers

 

WHERE PEOPLE ARE IMPORTANT

208 SOUTH LASALLE STREET
SUITE 1700
CHICAGO, ILLINOIS 60604-1103
800.458.2358 (Outside Illinois)
312.853.2820 (Illinois)
312.853.3183 (Facsimile)
Email: carlbis@aol.com

Carl M. Birkelbach - Chairman & Chief Executive Officer

INVESTMENT ADVICE............BROKER/CLIENT RELATIONSHIPS..... ....FINANCIAL PLANNING

Birkelbach Investment Securities has provided a full range of brokerage services to investors since 1978. Through our correspondent relationship with Pershing LLC, a Bank of New York company ( holds $474 billion in customer assets), we offer superior safekeeping and execution services. Combining these strengths with our personalized service, independent research and financial planning capabilities, we provide a desirable alternative to the standardized products and treatment typical of Wall Street. Most important of all, we offer a high level of attention to the needs of our customers.

WHERE PEOPLE ARE IMPORTANT

Our experienced brokers are committed to understanding each client's particular situation and investment objectives. Our investment advice and financial planning reports are tailored to meet those goals and include a full range of investment alternatives and strategies. We do our best to provide the kind of information, analysis and advice that will assist our clients in making informed and comfortable decisions.

INDEPENDENT RESEARCH...SUPERIOR EXECUTION

Anchored by our Investment Strategy Letter, we do innovative research, independent of Wall Street's often counter-productive conformity. Order execution is handled for us by our highly-efficient clearing firm, Pershing LLC. In addition, we offer discounted commissions where appropriate.

PERSONALIZED INVESTMENT SERVICE

Our services are designed to meet the various needs of each individual investor. These services are paid either by commission, through Birkelbach Investment Securities, a NASD registered broker dealer or on a fee basis through Birkelbach Management Corporation, a registered investment advisor. We provide:

Investment Advice Portfolio
Financial Planning College Funding Plans
Retirement Planning Estate Planning

We can assist you and your business with retirement plans, such as profit-sharing plans, 401k plans and IRA's, including retirement rollovers.

CHOICE OF INVESTMENT ALTERNATIVES

Among the tools we can utilize to implement your investment objectives are:

Stocks Municipal Bonds
Mutual Funds Corporate Bonds
Money Market Funds Unit Investment Trusts
Certificates of Deposit CMO's/GNMA's
Limited Partnerships Life Insurance
Options Annuities
Government Securities Long-Term Care Insurance

BEST of BOTH WORLDS

Birkelbach Investment Securities, Inc. is a member of the National Association of Securities Dealers (NASD) and the Securities Investors Protection Corporation (SIPC). We are proud to be a correspondent of Pershing LLC (a Bank of New York company), the world's leader in brokerage services. Handling over 10% of the volume on the New York Stock Exchange, they execute our orders, issue confirmations and monthly statements, accept payment and hold both cash and securities. Our clients enjoy the best of both worlds: our personalized service and independent advice, together with the safety, back-office efficiency and excellent execution capabilities provided by Pershing LLC (a Bank of New York company).Birkelbach clients are covered by Pershing LLC's Account Protection program.

Birkelbach Management Corporation is a registered Investment Advisor

Press Release
Media Quotes
Background
Environmental Link
New Era ?

Carl M. Birkelbach's Biography

Stock Market Forecasting Through Charting
(112 kb)

Stock Market Art
Unusual paintings of the stock market

The Metaphysical Nature of Price Movement (157kb)

Broker and Phone Directory

Customer Account Link -- Pershing/Bank of New York
www.netxclient.com

NASD Regulation Inc.

BIS Office Procedures 2006/07 (Word Format)

For more info, please use our Request Form.

Copyright 1997-2005, Birkelbach Investment Securities Inc.